NOTABLE CONTACT MOVEMENTS - FOR THE WEEK ENDED JANUARY 31, 2015

UNITED STATES

Buy-Side

Steven E. Shaw, New York, NY, formerly a managing member and a chief investment officer at Little Oak Asset Management, LLC, joined Clear Harbor Asset Management, LLC as an investment manager in November, 2014.

Sell-Side

Paul E. Edwards, Minneapolis, Minnesota, previously a managing director and sales associate at Piper Jaffray & Co, left the firm on January 27, 2015.

NON - UNITED STATES

Buy-Side

Abhijith Vara, Chennai, India, formerly a research analyst at Unifi Capital Pvt Ltd., joined Sundaram Asset Management Company Limited as a research analyst on January 5, 2015.

Sean H. Debow, Central (Hong Kong), Hong Kong SAR, previously a managing director at Matchpoint Investment Management Asia Limited, left the firm on December 18, 2014.

Jun Hong Heng, Central (Hong Kong), Hong Kong SAR, previously a fixed income analyst at Myriad Asset Management Limited, left the firm on January 6, 2015.

Geesang Kim, Seoul, Korea, Rep. (South), joined as a research analyst at Midas Asset Management Co., Ltd. in January, 2015.

Sang-Kyoon Han, Seoul, Korea, Rep. (South), formerly an investment manager at Cosmo Asset Management Co. Ltd., joined Quad Investment Management as an investment manager in January, 2015.

Hugh O¿Reilly, Toronto, Canada, joined as the president and chief executive officer at OPTrust Private Markets Group in January, 2015.

Penny Heard, Melbourne, Australia, formerly a director and an institutional sales at Merrill Lynch (Australia) Pty., Ltd., joined JCP Investment Partners Ltd. as a senior research analyst in January, 2015.

Qichao Fan, Central (Hong Kong), Hong Kong SAR, formerly an analyst at Azentus Capital Management Limited., joined York Capital Management as an analyst in January, 2015.

Sell-Side

Lu Sun, Central (Hong Kong), Hong Kong SAR, joined as an analyst at J.P. Morgan Securities (Asia Pacific) Ltd. in January, 2015.

Cristiano Souza, São Paulo, Brazil, joined as a vice president and an economist at J.P. Morgan Securities LLC in January, 2015.

Troy O'Dwyer, Melbourne, Australia, formerly a research analyst at Cygnet Funds Management Limited., joined Credit Suisse Equities (Australia) Ltd. as an equity analyst in January, 2015.

Questions, comments or if you would like the MMM staff to investigate any news heard on the Street, please send inquiries to TF.mmmsubmissions@thomson.com.